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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-15
  • TX RA
    APPROVED
    Since 2023-09-15

Branch Locations

Houston, TX • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Plymouth MN 02/2011 05/2019
Wealth Enhancement Group Plymouth MN 02/2011 05/2019
Wealth Enhancement Brokerage Services Plymouth MN 02/2011 05/2019
Wealth Enhancement Advisory Services, Llc Plymouth MN 02/2011 05/2019
Gwfs Equities, Inc Greenwood Village CO 06/2019 05/2022
Jcn Financial & Tax Advisory Group, Llc Houston TX 06/2022 08/2023
Empower Financial Services, Inc Greenwood Village CO 08/2023 Present
Empower Advisory Group, Llc Greenwood Village CO 08/2023 Present
Previous Registrations
Other Businesses

Self - Published book I wrote on Practice Management;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-02
S63 Uniform Securities Agent State Law Examination 1987-03-20
  • S66 Uniform Combined State Law Examination
    2008-12-02
  • S63 Uniform Securities Agent State Law Examination
    1987-03-20
Designations
  • Certified Financial Planner

View on SEC IAPD

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