Sandra Kay King

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2009 → 11/2017
  Investment Centers Of America, Inc.
  Springfield, MO
• 11/2017 → Present
  Lpl Financial Llc
  Springfield, MO

Previous Registrations

• 2009-08-11 → 2017-11-29
  Investment Centers Of America, Inc.
  Golden City, MO
  Marshfield, MO
  Kimberling City, MO
  Branson West, MO
  Hollister, MO
  Nixa, MO
  Blue Eye, MO
  Springfield, MO
  Bismarck, ND
  Springfield, MO
  Springfield, MO
  Springfield, MO
  Marshield, MO
  Lamar, MO
  Marshfield, MO
  Appleton, WI
• 2008-01-23 → 2009-07-30
  Npb Financial Group, Llc
  Tehachapi, CA
  Burbank, CA
• 2006-01-10 → 2008-01-22
  Investment Centers Of America, Inc.
  Tehachapi, CA
  Tehachapi, CA

Other Businesses

1. 11/29/2017 - SANDRA KING INVESTMENTS, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 11/29/2017 - InSource, INC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 12/11/2017 - 0 Hours Per Month/0 During Securities Trading. 3. 12/21/2017 - Investment Center Advisor Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 12/11/2017 - 200 Hours Per Month/160 During Securities Trading. 4. 01/25/2018 - Good Wealth Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 01/02/2018 - 5 Hours Per Month/5 Hours During Securities Trading - Life, Fixed Annuities. 5. 2/21/2020 - ICAG Ins Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/28/2020 - 5 Hours Per Month/1 Hour During Securities Trading. 6. 12/17/2020 - SBG, Inc - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 09/15/2020 - 1 Hour Per Month During Securities Trading - Life and LTC options and fixed annuities too. 7. 5/6/2021 - No Business Name - Investment Related - Home Based; Lancaster, California; and Springfield, MO - Real Estate Rental - Started 03/18/2021 - 2 Hours Per Month/0 Hours During Securities Trading - Lancaster, California: have a property mgmt company. Springfield, MO: rent to family members. 8. 08/21/2022 - Axford - Investment Related - 115 N Webb Rd Ste 6, Grand Island, NE 68803 - Non-Variable Insurance - writing agent - Start Date - 06/30/2022 - 1 Hours Per Month/1 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2005-12-12
• S63 Uniform Securities Agent State Law Examination
  1999-07-16

Other Names

• Sandra Kay Plumlee