Stuart Randall Romal

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-11-18

TX RA
APPROVED

Since 2021-11-18

Branch Locations

Whitney, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual	Whitney	TX	12/1989	Present
Mml Investors Services, Inc.	Whitney	TX	01/1990	Present

12/1989 → Present

Massmutual

Whitney, TX
01/1990 → Present

Mml Investors Services, Inc.

Whitney, TX

Other Businesses

1)Name: Grandpa Roscoe's Greenhouse LLC, Inv Rel:N Addr: 5955 Shimerville Rd, Clarence NY 14032, Nature: Nursery and Greenhouse growing and selling plants, Position: Owner, Start: 10/31/2025, No Hr/Mo: 40 No Hr/Mo Dur Trading:0 Duties: Supervison of employees-overseeing the finances.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-10-13
S63	Uniform Securities Agent State Law Examination	1986-04-07

S65 Uniform Investment Adviser Law Examination

2000-10-13
S63 Uniform Securities Agent State Law Examination

1986-04-07

Other Names

Randy Romal

View on SEC IAPD