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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2021-08-31 |
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED_RES | 2010-03-31 |
Branch Locations
850 Morrison Drive Suite 800, Charleston, SC 29403 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Charleston | SC | 03/2010 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*571485- Cane Bay AA Group; Investment related: No; Summerville, South Carolina; Hospital/Healthcare; Treasurer (proprietor, partner, officer, director, employee, trustee, agent); 09/2023; During business hours: 0; After business hours: 1; Accounting/Bookkeeping, Check Signing/Funds Disbursements
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 1986-04-21 |
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