Robert Ian Kassel

Employer firm

Centaurus Financial, Inc. CRD 30833

$9.74B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2026-05-21
MN	RA	APPROVED	2026-05-20
NE	RA	APPROVED	2025-10-28
KS	RA	APPROVED	2024-03-13
AR	RA	APPROVED	2023-01-10
DE	RA	APPROVED	2023-01-09
VA	RA	APPROVED	2023-01-03
WY	RA	APPROVED	2020-07-14
MI	RA	APPROVED	2019-07-19
NV	RA	APPROVED	2018-01-05
NC	RA	APPROVED	2018-01-03
AZ	RA	APPROVED	2016-01-15
PA	RA	APPROVED	2016-01-11
SC	RA	APPROVED	2016-01-05
TX	RA	APPROVED_RES	2012-04-03
WA	RA	APPROVED	2011-01-05
FL	RA	APPROVED	2011-01-04
GA	RA	APPROVED	2011-01-04
ID	RA	APPROVED	2011-01-04
OR	RA	APPROVED	2011-01-03
CA	RA	APPROVED	2007-06-27

IA RA
APPROVED

Since 2026-05-21
MN RA
APPROVED

Since 2026-05-20
NE RA
APPROVED

Since 2025-10-28
KS RA
APPROVED

Since 2024-03-13
AR RA
APPROVED

Since 2023-01-10
DE RA
APPROVED

Since 2023-01-09
VA RA
APPROVED

Since 2023-01-03
WY RA
APPROVED

Since 2020-07-14
MI RA
APPROVED

Since 2019-07-19
NV RA
APPROVED

Since 2018-01-05
NC RA
APPROVED

Since 2018-01-03
AZ RA
APPROVED

Since 2016-01-15
PA RA
APPROVED

Since 2016-01-11
SC RA
APPROVED

Since 2016-01-05
TX RA
APPROVED_RES

Since 2012-04-03
WA RA
APPROVED

Since 2011-01-05
FL RA
APPROVED

Since 2011-01-04
GA RA
APPROVED

Since 2011-01-04
ID RA
APPROVED

Since 2011-01-04
OR RA
APPROVED

Since 2011-01-03
CA RA
APPROVED

Since 2007-06-27

Branch Locations

Las Vegas, NV • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Centaurus Financial, Inc.	Anaheim	CA	06/2007	Present

06/2007 → Present

Centaurus Financial, Inc.

Anaheim, CA

Previous Registrations

2000-03-01 → 2007-06-27

Brookstreet Securities Corporation

San Juan Capistrano, CA

Other Businesses

PORTFOLIO PLANNERS, PRESIDENT, SINCE 2007, 8231 ADANTE COURT, LAS VEGAS, NV 89113, PAY EMPLOYEES AND BILLS FOR OFFICE SPACE, DEVOTED TIME IS 160 HRS A MONTH, NON-INVESTMENT RELATED. PORTFOLIO PLANNERS LLC POSITION: President NATURE: Holding company for bookkeeping reasons to receive and pay employees for overhead from broker dealer INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2007 ADDRESS: 8231 Adante Ct, Las Vegas NV 89113-4482, United States DESCRIPTION: Pay employees and bill for office space

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-03-09
S63	Uniform Securities Agent State Law Examination	1986-04-11

S65 Uniform Investment Adviser Law Examination

1999-03-09
S63 Uniform Securities Agent State Law Examination

1986-04-11

View on SEC IAPD