Kevan Edward Mcnaught

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2010 → Present
  Lpl Financial Llc
  Windsor, CO

Previous Registrations

• 2005-06-14 → 2010-02-09
  Cetera Investment Services Llc
  Fort Collins, CO
  Loveland, CO
  Fort Collins, CO
  Loveland, CO
  Loveland, CO
  Fort Collins, CO
  Fort Collins, CO
• 1999-12-02 → 2005-06-16
  Keybanc Capital Markets Inc.
  Ft. Collins, CO

Other Businesses

1. 12/14/2016: Smart Retirement Company - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 12/20/16 - 50 Hours Per Month During Securities Trading. 2. 8/27/2019 - McNaught Family Trust - Not Investment Related - 543 Promontory Dr, Loveland, CO 80537 - Act in a Fiduciary Capacity - Co-trustee - Started 05/01/2019 - 1 Hour Per Month During Securities Trading - Mother's trust. 3. 8/27/2019 - Donald C McNaught Life Insurance Trust - Not Investment Related - 543 Promontory Dr, Loveland, CO 80537 - Act in a Fiduciary Capacity - Co-Trustee on - Started 05/01/2019 - 1 Hour Per Month During Securities Trading. 4. 1/18/2022 - Deliberate Wealth Strategies - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 1/24/2022 - 40 Hours Per Month/40 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-12-22
• S63 Uniform Securities Agent State Law Examination
  1986-04-25