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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2020-01-06
  • WI RA
    APPROVED
    Since 2020-01-06

Branch Locations

215 Corporate Drive Suite B, Beaver Dam, WI 53916 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Beaver Dam WI 01/2008 01/2020
Raymond James Financial Services, Inc. Beaver Dam WI 01/2020 Present
Raymond James Financial Services Advisors, Inc. Beaver Dam WI 01/2020 Present
Previous Registrations
Other Businesses

(1)Name of Business: Killingsworth & Vessey Financial Partners Address: 215 Corporate Dr Ste B, Beaver Dam, WI, 53916, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/06/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Manager/financial advisor (2)Name of Business: YMCA of Dodge County Address: 220 Corporate Dr., Beaver Dam, WI, 53916, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member, Committee Member Investment Related: Yes Start Date: 01/01/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: On board of directors and various committees associated with the board of directors. Also serve on the endowment committee that monitors endowment funds. I have a vote on the committee but have no direct involvement in the investments which are provided through a local bank.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-10-29
S63 Uniform Securities Agent State Law Examination 1986-04-11
  • S65 Uniform Investment Adviser Law Examination
    2019-10-29
  • S63 Uniform Securities Agent State Law Examination
    1986-04-11
Designations
Other Names
  • Mark M Killingsworth

View on SEC IAPD

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