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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2020-01-06 |
Branch Locations
215 Corporate Drive Suite B, Beaver Dam, WI 53916 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Beaver Dam | WI | 01/2008 | 01/2020 |
| Raymond James Financial Services, Inc. | Beaver Dam | WI | 01/2020 | Present |
| Raymond James Financial Services Advisors, Inc. | Beaver Dam | WI | 01/2020 | Present |
(1)Name of Business: Killingsworth & Vessey Financial Partners Address: 215 Corporate Dr Ste B, Beaver Dam, WI, 53916, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/06/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Manager/financial advisor (2)Name of Business: YMCA of Dodge County Address: 220 Corporate Dr., Beaver Dam, WI, 53916, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member, Committee Member Investment Related: Yes Start Date: 01/01/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: On board of directors and various committees associated with the board of directors. Also serve on the endowment committee that monitors endowment funds. I have a vote on the committee but have no direct involvement in the investments which are provided through a local bank.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 1986-04-11 |
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