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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-03-28 |
| GA | RA | APPROVED | 2024-03-28 |
Branch Locations
3560 Lenox Road Ne 28Th Floor, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foreside Fund Services, Llc | Isle Of Palms | SC | 10/2014 | 10/2016 |
| Bpv Capital Management, Llc | Isle Of Palms | SC | 09/2014 | 10/2016 |
| Unemployed | Isle Of Palms | SC | 10/2016 | 03/2017 |
| Swan Global Investments, Llc | Durango | CO | 03/2017 | 11/2021 |
| Northern Lights Distributors, Llc | Omaha | NE | 04/2017 | 11/2021 |
| Janney Montgomery Scott Llc | Atlanta | GA | 11/2021 | 08/2023 |
| Janney Montgomery Scott Llc | Atlanta | GA | 08/2023 | 03/2024 |
| Ubs Financial Services, Inc. | Atlanta | GA | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-06 |
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