Julie Elaine Warren Holton

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 10/2016
  Foreside Fund Services, Llc
  Isle Of Palms, SC
• 09/2014 → 10/2016
  Bpv Capital Management, Llc
  Isle Of Palms, SC
• 10/2016 → 03/2017
  Unemployed
  Isle Of Palms, SC
• 03/2017 → 11/2021
  Swan Global Investments, Llc
  Durango, CO
• 04/2017 → 11/2021
  Northern Lights Distributors, Llc
  Omaha, NE
• 11/2021 → 08/2023
  Janney Montgomery Scott Llc
  Atlanta, GA
• 08/2023 → 03/2024
  Janney Montgomery Scott Llc
  Atlanta, GA
• 03/2024 → Present
  Ubs Financial Services, Inc.
  Atlanta, GA

Previous Registrations

• 2021-11-04 → 2024-03-28
  Janney Montgomery Scott Llc
  Atlanta, GA
• 2017-06-01 → 2021-06-04
  Swan Global Investments, Llc
  Tampa, FL
  Durango, CO
• 2014-11-24 → 2016-09-09
  Bpv Capital Management, Llc
  Knoxville, TN
• 2008-01-22 → 2014-09-12
  Ubs Financial Services Inc.
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA
  Charleston, SC
  Mt. Pleasant, SC
  Mt. Pleasant, SC
• 2006-06-27 → 2007-09-05
  Ubs Financial Services Inc.
  Weehawken, NJ
  Orlando, FL
• 2001-12-14 → 2006-01-26
  Ubs Financial Services Inc.
  Orlando, FL

Exams

• S66 Uniform Combined State Law Examination
  2006-06-23
• S63 Uniform Securities Agent State Law Examination
  1987-11-06

Other Names

• Julie Elaine Warren
• Julie Warren Holton