Mary Helen Condon Moore

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	1997-09-05
SC	RA	APPROVED	1996-10-15

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Charleston	SC	06/1991	Present
Bank Of America, Na	Charleston	NC	09/2009	Present

06/1991 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charleston, SC
09/2009 → Present

Bank Of America, Na

Charleston, NC

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-09-04
S63	Uniform Securities Agent State Law Examination	1987-07-07