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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-29 |
| CO | RA | APPROVED | 2026-01-29 |
| DC | RA | APPROVED | 2026-01-29 |
| FL | RA | APPROVED | 2026-01-29 |
| MD | RA | APPROVED | 2026-01-29 |
| MI | RA | APPROVED | 2026-01-29 |
| NJ | RA | APPROVED | 2026-01-29 |
| OR | RA | APPROVED | 2026-01-29 |
| SC | RA | APPROVED | 2026-01-29 |
| WI | RA | APPROVED | 2026-01-29 |
| MO | RA | APPROVED | 2016-09-26 |
| IA | RA | APPROVED | 2014-05-12 |
| AZ | RA | APPROVED | 2013-11-06 |
| PA | RA | APPROVED | 2011-04-08 |
| GA | RA | APPROVED | 2010-05-05 |
| OH | RA | APPROVED | 2010-02-03 |
| WV | RA | APPROVED | 2008-07-24 |
| VA | RA | APPROVED | 2007-08-16 |
| WA | RA | APPROVED | 2007-04-27 |
| NC | RA | APPROVED | 2007-02-27 |
| TX | RA | APPROVED_RES | 2006-12-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co. Of America | New York | NY | 01/1992 | Present |
| Luttner Financial Group Ltd. | Pittsburgh | PA | 01/1992 | Present |
| Park Avenue Securities Llc | New York | NY | 05/1999 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 1986-11-24 |
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