Donald Charles Heaney

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-04-19
MO	RA	APPROVED	2008-04-09

TX RA
APPROVED_RES

Since 2012-04-19
MO RA
APPROVED

Since 2008-04-09

Branch Locations

2609B E Sunshine St, Springfield, MO 65804 • United States

Springfield, MO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Springfield	MO	04/2008	03/2020
Ameriprise Financial Services, Llc	Springfield	MO	03/2020	Present

04/2008 → 03/2020

Ameriprise Financial Services, Inc.

Springfield, MO
03/2020 → Present

Ameriprise Financial Services, Llc

Springfield, MO

Previous Registrations

2006-07-20 → 2008-04-10

Raymond James Financial Services, Inc.

Springfield, MO
2004-10-18 → 2006-07-14

Natcity Investments, Inc.

St. Louis, MO

Frontenac, MO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-09-30
S66	Uniform Combined State Law Examination	1998-06-09
S63	Uniform Securities Agent State Law Examination	1986-10-02

S65 Uniform Investment Adviser Law Examination

2025-09-30
S66 Uniform Combined State Law Examination

1998-06-09
S63 Uniform Securities Agent State Law Examination

1986-10-02

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews