Steven Marc Ruttgeizer

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1985 → 11/2018
  Signator Investors, Inc.
  Boston, MA
• 02/2000 → 11/2018
  John Hancock Life Insurance Company
  Boston, MA
• 11/2018 → Present
  Osaic Wealth, Inc.
  Melville, NY
• 03/2025 → Present
  Roslyn Gardens
  Roslyn Heights, NY

Previous Registrations

• 2004-09-07 → 2018-11-02
  Signator Investors, Inc.
  Hauppauge, NY
  Westbury, NY
  Melville, NY
  Westbury, NY

Other Businesses

1) INSURANCE BROKER - STEVEN RUTTGEIZER POSITION: Insurance Broker NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 04/01/1986 ADDRESS: 575 Broadhollow Road, Lighthouse Financial Network, LLC, Melville NY 11747, United States DESCRIPTION: sales & service of fixed insurance 2) MUSELLA FOUNDATION FOR BRAIN TUMOR RESEARCH AND INFORMATION POSITION: Treasurer NATURE: Non Profit Org INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2000 ADDRESS: 1100 Peninsula Blvd., Hewlett NY 11557, United States DESCRIPTION: Treasurer 3) COMPLETE TAX SERVICES INC POSITION: Shareholder - Accountant NATURE: INC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1990 ADDRESS: 6800 Jericho Turnpike, 205W, Syosset NY 11791, United States DESCRIPTION: Tax prep) 4) LIGHTHOUSE FINANCIAL NETWORK, LLC POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/24/2018 ADDRESS: 575 Broadhollow Road, Melville NY 11747, United States DESCRIPTION: Financial Advisor for Lighthouse Financial Network, LLC an independent firm of Osaic Wealth Inc. 5) ROSLYN GARDENS POSITION: Board Member NATURE: Coop Association INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/27/2025 ADDRESS: 225 Warner Avenue, Roslyn Heights NY 11577, United States DESCRIPTION: Member of Real Estate Coop Board 6) INCOME TAX PREP - STEVEN RUTTGEIZER POSITION: Tax Preparer NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1990 ADDRESS: 575 Broadhollow Road, Melville NY 11747, United States DESCRIPTION: tax prep

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-09-23
• S63 Uniform Securities Agent State Law Examination
  1986-05-29

Designations

• Certified Financial Planner
• Chartered Financial Consultant