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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services Inc | Syracuse | UT | 09/2015 | 01/2024 |
| Osaic Wealth, Inc. | Syracuse | UT | 01/2024 | Present |
1. WHITTENBURG WEALTH MANAGEMENT POSITION: agent NATURE: Insurance Agency, Fixed Life and Annuities, Disability INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 04/15/1988 ADDRESS: 826 West 1840 South, Unit D, Syracuse UT 84075, United States DESCRIPTION: Sales and service of fixed insurance products. 2. KEYSTONE STRATEGIES POSITION: agent NATURE: S-Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2009 ADDRESS: 826 West 1840 South, Unit D, Syracuse UT 84075, DESCRIPTION: Sales and service group and individual health insurance clients. 3. KEYSTONE STRATEGIES POSITION: Agent NATURE: Health Insurance Brokerage, S Corp established for tax purposes into which primarliiy health insurance commissios are paid INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2009 ADDRESS: 826 West 1840 South, Unit D, Syracuse UT 84075, United States DESCRIPTION: Sales and service of group and individual health insurance clients
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 1987-10-23 |
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