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David Ray Ajemian

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

Beverly Hills, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-30
  • CA RA
    APPROVED
    Since 2025-04-30

Branch Locations

2049 Century Park E, Los Angeles, CA 90067 • United States

101 S Rodeo Dr, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Beverly Hills CA 05/2007 02/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Beverly Hills CA 04/2025 Present
University Of Southern California Los Angeles CA 09/2023 Present
Previous Registrations
  • 2007-05-29 → 2025-05-19
    Citigroup Global Markets Inc.
    Beverly Hills, CA
    Los Angeles, CA
    Los Angeles, CA
  • 2002-12-02 → 2007-05-29
    Citicorp Investment Services
    Beverly Hills, CA
    Beverley Hills, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-09-23
S63 Uniform Securities Agent State Law Examination 2001-05-07
  • S65 Uniform Investment Adviser Law Examination
    2002-09-23
  • S63 Uniform Securities Agent State Law Examination
    2001-05-07

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA
NUVEEN ASSET MANAGEMENT, LLC · LOS ANGELES, CA

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