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Michelle Diane Calabro

Rbc Capital Markets, LLC

Dallas, TX

Dallas, TX

CRD 1472499

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2005-02-18
  • TX RA
    APPROVED
    Since 2005-02-18

Branch Locations

100 Crescent Court Suite 1500, Dallas, TX 75201-1871 • United States

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Dallas TX 03/2008 Present
City National Bank Dallas TX 05/2021 Present
Other Businesses

(1) FARMLAND IN IOWA; ADDRESS: WEST HALF OF NORTHEAST QUARTER OF SECTION 36, TOWNSHIP 96 NORTH, RANGE 42 WEST OF THE 5TH P.M., OBRIEN COUNTY, IA; BUSINESS DESCRIPTION: FAMILY FARM; NOT INVESTMENT RELATED; START DATE: 04/02/2018; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER MONTH: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE. (2) RENTAL PROPERTY; ADDRESS: 726 CALVIN DRIVE, GARLAND, TX 75041; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: RENTAL PROPERTY; CAPACITY: OWNER-PASSIVE; START DATE: 10/22/2018; DUTIES: SIGN LEASES WITH TENANTS, MAINTAIN PROPERTY; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-28
S63 Uniform Securities Agent State Law Examination 1986-04-16
  • S65 Uniform Investment Adviser Law Examination
    1999-12-28
  • S63 Uniform Securities Agent State Law Examination
    1986-04-16
Other Names
  • Michelle Thacker Calabro
  • Michelle Diane Thacker

View on SEC IAPD

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