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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2005-02-18 |
Branch Locations
100 Crescent Court Suite 1500, Dallas, TX 75201-1871 • United States
Dallas, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Dallas | TX | 03/2008 | Present |
| City National Bank | Dallas | TX | 05/2021 | Present |
(1) FARMLAND IN IOWA; ADDRESS: WEST HALF OF NORTHEAST QUARTER OF SECTION 36, TOWNSHIP 96 NORTH, RANGE 42 WEST OF THE 5TH P.M., OBRIEN COUNTY, IA; BUSINESS DESCRIPTION: FAMILY FARM; NOT INVESTMENT RELATED; START DATE: 04/02/2018; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER MONTH: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE. (2) RENTAL PROPERTY; ADDRESS: 726 CALVIN DRIVE, GARLAND, TX 75041; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: RENTAL PROPERTY; CAPACITY: OWNER-PASSIVE; START DATE: 10/22/2018; DUTIES: SIGN LEASES WITH TENANTS, MAINTAIN PROPERTY; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1986-04-16 |
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