Joseph Nabozny

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2018-11-15

IL RA
APPROVED

Since 2018-11-15

Branch Locations

Palatine, IL • United States

413 E Terra Cotta Ave, Crystal Lake, IL 60014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Advisor Networks	El Segundo	CA	01/2013	11/2018
Lpl Financial	Crystal Lake	IL	11/2018	Present

01/2013 → 11/2018

Cetera Advisor Networks

El Segundo, CA
11/2018 → Present

Lpl Financial

Crystal Lake, IL

Previous Registrations

2003-12-16 → 2018-11-20

Cetera Wealth Services, Llc

Palatine, IL

Crystal Lake, IL

Crystal Lake, IL

Wauconda, IL

Roanoke, VA

Daleville, VA

Roanoke, VA

Other Businesses

1)01/2013 - Tax Prep/Accounting/CPA - EXEMPLAR ACCOUNTING & TAX, INC - 0% - INVESTMENT RELATED - CRYSTAL LAKE, IL 60014 2)01/01/1987 - Non-Variable Insurance - JOSEPH NABOZNY - 5% - INVESTMENT RELATED - CRYSTAL LAKE, IL 60014 3)11/10/2003 - DBA for LPL Business (entity for LPL business) - EXEMPLAR FINANCIAL NETWORK - 100% - INVESTMENT RELATED - CRYSTAL LAKE, IL 60014

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-09-12
S65	Uniform Investment Adviser Law Examination	1993-09-17

S63 Uniform Securities Agent State Law Examination

1995-09-12
S65 Uniform Investment Adviser Law Examination

1993-09-17

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