Kristine Kay Hoffman

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	1999-09-20

WI RA
APPROVED

Since 1999-09-20

Branch Locations

9701 Brader Way Ste 304, Middleton, WI 53562 • United States

Oregon, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Madison	WI	05/1998	03/2020
Ameriprise Financial Services, Llc	Middleton	WI	03/2020	Present

05/1998 → 03/2020

Ameriprise Financial Services, Inc.

Madison, WI
03/2020 → Present

Ameriprise Financial Services, Llc

Middleton, WI

Other Businesses

Independent Insurance Brokering; American National; 10/20/2014; Fixed Annuity / Metropolitan Life Insurance Company; 08/29/2023; Whole Life.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-08-12

S63 Uniform Securities Agent State Law Examination

1999-08-12

Other Names

Kristine Kay Wiederhoeft
Kristine Kay Wiederhoeft
Kris Hoffman

View on SEC IAPD