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Steven Beasley

Raymond James & Associates, Inc.

St. Petersburg, FL

St. Petersburg, FL

New York, NY

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-05-29
NY RA APPROVED 2023-01-09
  • FL RA
    APPROVED
    Since 2026-05-29
  • NY RA
    APPROVED
    Since 2023-01-09

Branch Locations

St. Petersburg, FL • United States

200 Central Ave Fl 24, St. Petersburg, FL 33701 • United States

320 Park Avenue Fl 14, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 11/2013 01/2023
Raymond James & Associates, Inc New York NY 01/2023 Present
Previous Registrations
  • 2021-10-26 → 2023-01-19
    Ubs Financial Services Inc.
    Weehawken, NJ
    New York, NY
    Weehawken, NJ
    New York, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-06-05
S63 Uniform Securities Agent State Law Examination 1986-04-03
  • S65 Uniform Investment Adviser Law Examination
    1995-06-05
  • S63 Uniform Securities Agent State Law Examination
    1986-04-03
Designations
Other Names
  • Steven Bart Beasley

View on SEC IAPD

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