Randolph Miles Peters

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → 03/2019
  Questar Capital Corporation
  Minneapolis, MN
• 09/2012 → 03/2019
  Questar Asset Management
  Minneapolis, MN
• 12/2019 → 05/2023
  Woodbury Financial Services, Inc.
  Altamonte Springs, FL
• 03/2019 → 12/2019
  Woodbury Financial Services, Inc.
  Altamonte Springs, Fl, FL
• 05/2023 → Present
  Lpl Financial Llc
  Lake Mary, FL

Previous Registrations

• 2019-03-01 → 2023-05-26
  Woodbury Financial Services, Inc.
  Panama City, FL
  Bentonville, AR
  Sanford, FL
  Lake Mary, FL
• 2012-10-09 → 2019-03-01
  Questar Asset Management, Inc.
  Minneapolis, MN
  Panama City Beach, FL
  Bentonville, AR
• 2006-02-10 → 2012-10-03
  Woodbury Financial Services, Inc.
  Panama City, FL
  Panama City, FL

Other Businesses

1) 5/19/2023- ANCHOR FINANCIAL- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s) -start date 1/1/1986- 160hrs/mth 2) 12/04/2023 - Anchor Financial - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Start date: 1/15/1986 - 3 Hrs/Mo During Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-04-28

Designations

• Chartered Financial Consultant