Michele Lynn Mcduffie

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2003 → 07/2021
  Alfred And Charlie'S Bbq House
  Gastonia, NC
• 02/2004 → 07/2021
  American Express Financial Advisors
  Charlotte, NC
• 02/2004 → 07/2021
  Ids Life Insurance Company
  Charlotte, NC
• 10/2007 → 07/2021
  Waddell & Reed, Inc
  Charlotte, NC
• 10/2007 → 07/2021
  Various Insurance Carriers For W & R Insurance Agencies
  Kings Mountain, NC
• 07/2021 → Present
  Lpl Financial Llc
  Charlotte, NC

Previous Registrations

• 2007-10-08 → 2021-07-21
  Waddell & Reed
  Charlotte, NC
  Charleroi, PA
  Charlotte, NC
• 2004-03-25 → 2007-09-19
  Ameriprise Financial Services, Llc
  Charlotte, NC
  Charlotte, NC

Other Businesses

1. 4/2019/Michele McDuffie/Itineris Partners Wealth Management/DBA for LPL Business (entity for LPL business)/Investment Related/0 HRS/MO/Charlotte, NC

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-03-24
• S63 Uniform Securities Agent State Law Examination
  1999-07-21

Other Names

• Michele Mcduffie
• Michele Lynn Mcduffie
• Michele Lynn Mc Duffie