Ronald Allen Peters

Employer firm

Vicus Capital, Inc. CRD 116021

$2.99B regulatory AUM 316 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1986 → 01/2018
  Cpl Financial Group
  New Bethlehem, PA
• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 02/2010 → 12/2017
  Vantage Financial Group, Inc.
  New Bethlehem, PA
• 01/2015 → 09/2024
  Strategic Lifestyle Advisors, Inc.
  Greenville, PA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 10/2024 → Present
  Vicus Capital
  State College, PA

Previous Registrations

• 2015-02-17 → 2024-09-27
  Strategic Lifestyle Advisors, Inc.
  Greenville, PA
• 2015-02-12 → 2016-12-31
  Vantage Financial Group, Inc.
  New Bethlehem, PA
  Cleveland, OH
• 2007-07-19 → 2013-09-03
  Walnut Street Securities, Inc.
  New Bethlehem, PA
• 2002-04-10 → 2006-11-02
  Walnut Street Advisers Inc
  Greenville, PA

Other Businesses

1. INDEPENDENT INSURANCE AGENT (DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE) 25 SECURITIES TRADING HOURS WEEKLY, 5 NON SECURITIES TRADING HOURS WEEKLY, START DATE 2/1976 2. NAME OF OTHER BUSINESS: IRON POINT FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: 4 VILLAGE PARK DRIVE STE 170, GROVE CITY, PA 16127; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 01/2018; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: CLARION FOREST COUNTY VISITING NURSES ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 27 PERKINS ROAD CLARION, PA 16214; NATURE OF BUSINESS: NON PROFIT; START DATE: 10/2024; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 0.50; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: REVIEW FINANCIAL, REVIEW AND APPROVE HIRING POSITIONS, APPROVE SOME BUSINESS PLANS AND ADDRESS PROBLEMS; 4. NAME OF OTHER BUSINESS: VICUS CAPITAL - CRD#116021; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ADVISORY SERVICES; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE; START DATE: 10/2024; APX NUMBER OF HOURS PER WEEK: 15; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING ;

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-11-19

Designations

• Certified Financial Planner
• Chartered Financial Consultant