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Current Employers
Apollon Wealth Management, Llc

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-03-23
  • FL RA
    APPROVED
    Since 2021-03-23

Branch Locations

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States

1601 Washington Ave, Suite 320, Miami Beach, FL 33139 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Blue Chip Wealth Management, Inc. Miami Beach FL 01/2016 12/2020
Fortune Financial Services, Inc Monaca PA 06/2016 12/2020
Apollon Wealth Management, Llc Miami Beach FL 01/2021 Present
  • 01/2016 → 12/2020
    Blue Chip Wealth Management, Inc.
    Miami Beach, FL
  • 06/2016 → 12/2020
    Fortune Financial Services, Inc
    Monaca, PA
  • 01/2021 → Present
    Miami Beach, FL
Previous Registrations
  • 2016-01-25 → 2021-03-30
    Blue Chip Wealth Management, Inc.
    Miami Beach, FL
  • 2015-09-23 → 2016-05-25
    Daniel Wealth Advisors
    Miami Beach, FL
  • 2012-03-01 → 2015-11-19
    Platinum Wealth Partners
    Tampa, FL
  • 2009-06-01 → 2012-02-08
    Miami Beach, FL
  • 2006-09-25 → 2009-06-01
    Miami Beach, FL
  • 1999-03-31 → 2006-09-05
    Morgan Stanley Dw Inc.
    Miami, FL
    Miami, FL
Other Businesses

1) GARCIA ASSET MGMT, LLC 1691 MICHIGAN AVENUE, SUITE 310, MIAMI BEACH, FL 33139 [for tax purposes/write offs for his business] - LLC FOR SECURITIES BUSINESS EXPENSES - 100% OWNER SINCE 7/2012 - APPROX 40 HRS/MO - NO COMPENSATION. 2) INDEPENDENT INSURANCE AGENT; SAME LOCATION

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-11-22
S63 Uniform Securities Agent State Law Examination 1986-04-01
  • S65 Uniform Investment Adviser Law Examination
    1996-11-22
  • S63 Uniform Securities Agent State Law Examination
    1986-04-01
Other Names
  • Anthony Jacob Garcia
  • Anthony J Garcia
  • Anthony Jacob Garcia

View on SEC IAPD

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