John Christopher Broderick

Current Employers

Employment History

• 12/2015 → 02/2025
  Stifel, Nicolaus & Company, Incorporated
  St. Louis, MO
• 02/2025 → 02/2025
  Rockefeller Financial Llc
  Ny, NY
• 02/2025 → 02/2025
  Rockefeller Capital Management
  Ny, NY
• 02/2025 → Present
  Rockefeller Financial Llc
  Park City, UT
• 02/2025 → Present
  Rockefeller Capital Management
  Park City, UT

Previous Registrations

• 2015-12-04 → 2025-03-04
  Stifel, Nicolaus & Company, Incorporated
  St. Louis, MO
  New York, NY
  Park City, UT
  Park City, UT
  New York, NY
• 2011-12-12 → 2015-12-04
  Barclays Capital Inc.
  New York, NY
  New York, NY
• 2008-04-02 → 2012-01-05
  Credit Suisse Securities (Usa) Llc
  New York, NY
  New York, NY

Other Businesses

1. MJK Investment Holdings LLC; 1302 Lucky John Dr. Park City UT 84060; Investment vehicle for Spousal Lifetime Trust; Manager; Investments; 09/11/2023; 1.00hr/week; Not during securities trading hours; Investment-Related 2. HR Mutual Water Company; PO Box 681722 Park City UT 84068; manage maintenance of neighborhood's water ditches and network; Vice President. Title only. One of 5 board members; Attend board meeting. Review building plan with other board member to ensure water rights of member not impeded; 04/01/2024; 2.00hrs/quarter; Not during securities trading hours; Not Investment-Related 3. Parc Vendome Condominium LLC; Investment related; 350 W 57st., Apt 7D, NY, NY 10019; Manager of LLC; 07/17/2025; 1 hours a month and 0 hours during trading hours; Pay bills and collect rent.

Exams

• S66 Uniform Combined State Law Examination
  2008-03-27
• S63 Uniform Securities Agent State Law Examination
  1988-09-15

Other Names

• John Christopher Broderick
• John Broderick
• Jack Broderick