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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-22 |
| IL | RA | APPROVED | 2025-12-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Investment Planning, Inc. | Lombard | IL | 12/2005 | 03/2021 |
| Fifththird Bank | Oswego | IL | 03/2021 | 12/2025 |
| Fifth Third Securities | Oswego | IL | 03/2021 | 12/2025 |
| Cetera Investment Services Llc | St Cloud | MN | 12/2025 | Present |
| Cetera Investment Advisers Llc | Plainfield | IL | 12/2025 | Present |
FIXED & LIFE INSURANCE THROUGH FINANCIAL IDENTITY ADVISORS AND JBC COMPANIES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-22 |
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