Brian Christopher Lipps

Employer firm

Edelman Financial Engines CRD 104510

$326B regulatory AUM 322,130 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 11/2018
  Edelman Financial Services Llc
  Fairfax, VA
• 04/2016 → 10/2018
  Ef Legacy Securities, Llc
  Henrico, VA
• 10/2018 → Present
  Financial Engines Advisors L.L.C.
  Sunnyvale, CA

Previous Registrations

• 2013-09-17 → 2018-11-01
  Edelman Financial Services, Llc
  Fairfax, VA
  Cherry Hill, NJ
• 2002-08-07 → 2013-09-24
  Charles Schwab & Co., Inc.
  Washington Dc, DC
  New York, NY
  Washington, DC
  New York City, NY
• 2001-07-20 → 2002-07-29
  Wells Fargo Investments, Llc
  Santa Ana, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-03-08
• S63 Uniform Securities Agent State Law Examination
  1998-08-07

Designations

• Certified Financial Planner
• Chartered Financial Analyst