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Inactive

Robert Blane Brooks

Naviter Wealth, LLC

Little Rock, AR

Laurel Hill, FL

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Current Employers
Naviter Wealth, Llc

1 Information Way Suite 400, Little Rock, AR 72202 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-24
  • FL RA
    APPROVED
    Since 2025-02-24

Branch Locations

1 Information Way Suite 400, Little Rock, AR 72202 • United States

Laurel Hill, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments Woodside CA 02/2007 05/2020
Stephens Ridgeland MS 12/2020 10/2021
Unemployed Laurel Hill FL 06/2020 11/2020
Fintrust Brokerage Services, Llc Greenville SC 10/2021 06/2023
Fintrust Capital Advisors, Llc Greenville SC 10/2021 06/2023
Resurgent Advisors Atlanta GA 10/2023 01/2025
Unemployed Laurel Hill FL 06/2023 09/2023
Naviter Wealth, Llc Laurel Hill FL 01/2025 Present
  • 02/2007 → 05/2020
    Woodside, CA
  • 12/2020 → 10/2021
    Ridgeland, MS
  • 06/2020 → 11/2020
    Unemployed
    Laurel Hill, FL
  • 10/2021 → 06/2023
    Fintrust Brokerage Services, Llc
    Greenville, SC
  • 10/2021 → 06/2023
    Fintrust Capital Advisors, Llc
    Greenville, SC
  • 10/2023 → 01/2025
    Atlanta, GA
  • 06/2023 → 09/2023
    Unemployed
    Laurel Hill, FL
  • 01/2025 → Present
    Laurel Hill, FL
Previous Registrations
  • 2023-11-28 → 2025-02-14
    Atlanta, GA
    Laurel Hill, FL
  • 2021-11-12 → 2023-06-26
    Fintrust Capital Advisors, Llc
    Laurel Hill, FL
  • 2020-12-11 → 2021-10-05
    Ridgeland, MS
    Laurel Hill, FL
  • 2007-03-22 → 2020-05-29
    Niceville, FL
    Laurel Hill, FL
    Niceville, FL
    Plano, TX
  • 2006-02-23 → 2007-02-07
    Morgan Keegan & Company, Llc
    Destin, FL
    Pensacola, FL
    Pensacola, FL
Other Businesses

1) Wealth Advisor Growth Network; Investment-Related; 1125 17th Street Denver, CO 80202; Supports RIA & BD teams with technology and back-office support; Promoter; 02/01/2025; Less than 2 hours per month; possibly during trading hours; Business Referrals 2) Resurgent Advisors; Investment-related; 6600 Peachtree Dunwoody Rd, Atlanta, GA 30328; RIA; Referral source; 02/01/2025; 1 hour per month; 0 during trading hours; Introduce potential RIA teams to Resurgent Advisors

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-02-12
S66 Uniform Combined State Law Examination 2006-02-21
  • S63 Uniform Securities Agent State Law Examination
    2021-02-12
  • S66 Uniform Combined State Law Examination
    2006-02-21
Other Names
  • Robert Brooks

View on SEC IAPD

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