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Andrew Theophile Marrach

LPl Financial LLC

Roseville, CA

CRD 3231719

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-01
TX RA APPROVED_RES 2025-05-01
UT RA APPROVED 2025-05-01
VA RA APPROVED 2025-05-01
  • CA RA
    APPROVED
    Since 2025-05-01
  • TX RA
    APPROVED_RES
    Since 2025-05-01
  • UT RA
    APPROVED
    Since 2025-05-01
  • VA RA
    APPROVED
    Since 2025-05-01

Branch Locations

915 Highland Pointe Dr Ste 150 Suite 150, Roseville, CA 95678 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Scf Securities, Inc. Fresno CA 11/2015 05/2025
Scf Investment Advisors, Inc. Fresno CA 11/2015 05/2025
Lpl Financial Llc Roseville CA 05/2025 Present
  • 11/2015 → 05/2025
    Scf Securities, Inc.
    Fresno, CA
  • 11/2015 → 05/2025
    Scf Investment Advisors, Inc.
    Fresno, CA
  • 05/2025 → Present
    Roseville, CA
Previous Registrations
  • 2015-11-04 → 2025-05-01
    Scf Investment Advisors, Inc.
    Roseville, CA
    San Diego, CA
    Fair Oaks, CA
    Roseville, CA
  • 2012-11-05 → 2015-11-03
    Wfg Advisors, Lp
    Roseville, CA
  • 2012-03-09 → 2012-11-02
    Roseville, CA
  • 2005-03-28 → 2012-04-02
    Folsom, CA
    Folsom, CA
    El Dorado, CA
  • 2008-11-14 → 2010-12-31
    Folsom, CA
    El Dorado, CA
  • 2003-01-02 → 2005-03-28
    Cambridge Investment Research, Inc.
    Folsom, CA
    Folsom, CA
    El Dorado, CA
    Cameron, CA
  • 2000-12-13 → 2002-12-04
    Morgan Stanley Dw Inc.
    Sacramento, CA
Other Businesses

1. 05/01/2025-Andrew Marrach- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 06/01/1999- 24 Hours Per Month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-07-28
  • S66 Uniform Combined State Law Examination
    1999-07-28
Other Names
  • Andrew T Marrach

View on SEC IAPD

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