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Diane Wells Cheren

Wells Fargo Clearing Services, LLC

Wichita Falls, TX

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-02-03
  • TX RA
    APPROVED
    Since 2012-02-03

Branch Locations

2901 Garnett Ave Ste A-1, Wichita Falls, TX 76308 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Charlotte NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-04
S63 Uniform Securities Agent State Law Examination 1986-03-05
  • S65 Uniform Investment Adviser Law Examination
    1999-05-04
  • S63 Uniform Securities Agent State Law Examination
    1986-03-05
Other Names
  • Carrie Diane Wells

View on SEC IAPD

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