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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2022-01-18
TX RA APPROVED 2022-01-18
  • OK RA
    APPROVED
    Since 2022-01-18
  • TX RA
    APPROVED
    Since 2022-01-18

Branch Locations

2629 Plaza Pkwy Ste A1, Wichita Falls, TX 76308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Lawton OK 09/2014 06/2021
Cetera Advisor Networks Llc El Segundo CA 06/2021 01/2022
Ameriprise Financial Services, Llc Wichita Falls TX 01/2022 Present
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Lawton, OK
  • 06/2021 → 01/2022
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 01/2022 → Present
    Wichita Falls, TX
Previous Registrations
Other Businesses

Business Ownership; Steven R. Robinson Attorney at Law, PLLC; Attorney at Law, representing clients; Legal practice; 6225 West Gore Blvd, , Lawton, OK, 73505; Not Investment-Related; 10/15/1995; 60 hours per month; 60 during trading hours / Red River Aquisitions, LLC, dba Big Parking Spot; Co-owner; storage business; 5014 SW 20th Street, , Oklahoma CIty, OK, 73120; Not Investment-Related; 07/01/2023; 20 to 39 hours per month; 10 to 19 during trading hours. Board of Directors; Cotton Electric services; secretary; 226 N. Broadway St, , Walters, OK, 73572; Investment-Related; 05/01/2015; 1 to 9 hours per month; 0 during trading hours. Fiduciary Activities; Executor / Trustee.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-12-09
S65 Uniform Investment Adviser Law Examination 1999-12-09
  • S63 Uniform Securities Agent State Law Examination
    1999-12-09
  • S65 Uniform Investment Adviser Law Examination
    1999-12-09
Other Names
  • Steve Robinson

View on SEC IAPD

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