Thomas Arnold Bucklin

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → 02/2019
  Capital Investment Advisors, Inc.
  Bethesda, MD
• 08/2010 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 06/2006 → Present
  Fortress Financial
  Yorktown, VA
• 04/2019 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2008-11-03 → 2019-03-29
  Capital Investment Advisors
  Grafton, VA

Other Businesses

1) CORNERSTONE FINANCIAL NETWORK- Independent insurance agent for various independent insurance companies, 23251 INTERSTATE 30, BRYANT AR, 07/10/05, NIR MANAGING PARTNER, 10 HR/WK- 2/TRADING HR. 2) HOUSE RENTAL, 101 NOBLES LANDING YORKTOWN, VA, 09/01/05, NIR, LANDLORD/JOINT OWNER, 2 HR/MO- 0/TRADING HR. 3) TOM & TAM PROPERTIES, 102 NOBLES LANDING, GRAFTON, CA, PROPERTY MANAGEMENT AND RENTAL, 11/01/05, NIR, MANAGING PARTNER, 4 HR/MO- 0/TRADING HR. 4) FORTRESS FINANCIAL, 41 OLD OYSTER POINT RD STE G, NEWPORT NEWS, VA, 04/2006. FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL-0/MO-0/TRADING. 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 04/01/19 6) CAPTAIN TOM BUCKLIN, 102 NOBLES LANDING, YORKTOWN, VA, US COAST GUARD CHARTER CAPTAIN, 12/01/20, 100/YR- 4/TRADING

Exams

• S66 Uniform Combined State Law Examination
  2008-10-31
• S63 Uniform Securities Agent State Law Examination
  1999-07-22

Other Names

• Thomas Bucklin