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Dana Blair Baker

9823 Capital, LP

Dallas, TX

Precept Management, LLC

Dallas, TX

CRD 1468835

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Employer firm

9823 Capital, LP CRD 324329

$677M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
9823 Capital, Lp

2323 Cedar Springs Road Suite 320, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-06
  • TX RA
    APPROVED
    Since 2023-01-06

Branch Locations

2323 Cedar Springs Road Suite 320, Dallas, TX 75201 • United States

Precept Management, Llc

2323 Cedar Springs Road Suite 320, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1999-10-20
  • TX RA
    APPROVED
    Since 1999-10-20

Branch Locations

200 Crescent Court Suite 1450, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Precept Capital Management, L.P. Dallas TX 02/1998 Present
White Star Capital, L.P. Dallas TX 05/2005 Present
  • 02/1998 → Present
    Precept Capital Management, L.P.
    Dallas, TX
  • 05/2005 → Present
    White Star Capital, L.P.
    Dallas, TX
Previous Registrations
  • 2005-11-07 → 2007-09-14
    White Star Capital, L.P.
    Dallas, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-09-27
  • S63 Uniform Securities Agent State Law Examination
    1999-09-27

View on SEC IAPD

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