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Richard James Bell

Searle & Co.

Middletown, RI

Greenwich, CT

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Current Employers
Searle & Co.

333 Greenwich Avenue, Greenwich, CT 06830 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2005-10-05
  • CT RA
    APPROVED
    Since 2005-10-05

Branch Locations

Middletown, RI • United States

333 Greenwich Ave, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Searle & Co Greenwich CT 10/2005 Present
Previous Registrations
  • 2004-03-03 → 2005-10-25
    Belle Haven Investments, L.P.
    Greenwich, CT
  • 2000-06-26 → 2005-08-17
    Loughlin Capital Management, L.P.
    Greenwich, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-05-25
S63 Uniform Securities Agent State Law Examination 1986-03-18
  • S65 Uniform Investment Adviser Law Examination
    2000-05-25
  • S63 Uniform Securities Agent State Law Examination
    1986-03-18

View on SEC IAPD

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