Keith Richard Bouchard

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2007 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Baltimore, MD

Previous Registrations

• 2002-01-14 → 2007-07-23
  Putnam Investment Management, Llc
  Boston, MA

Other Businesses

I*386395, Entity Type: Entity For Profit, Name of OBA: New Market House, LLC, DBA Annapolis Market House, Address: Annapolis, Maryland 21401, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 03/05/2018, No Hours: 2, No Hours during trading: 0, Duties: My wife is a 1/3 partner in the lease of the Annapolis Market House. I will not have any official responsibilities, but as a small business, I will occasionally assist her in my free time (mainly weekends).

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-10-29
• S63 Uniform Securities Agent State Law Examination
  1992-02-19