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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-09-15 |
Branch Locations
11300 Us Hwy 1 Suite 307, Palm Beach Gardens, FL 33408 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Palm Beach | FL | 10/2009 | 05/2017 |
| Bank Of America, N.A. | Palm Beach | FL | 12/2009 | 05/2017 |
| Hightower Securities, Llc | West Palm Beach | FL | 05/2017 | Present |
| Hightower Advisors, Llc | West Palm Beach | FL | 05/2017 | Present |
Trustee/PR for Bethany Boutell Trust located in Ennis, MT. OBA will begin 3/9/18. Expected duration 9 months. Approx 8 hrs per month devoted to OBA. .25 hrs per day devoted to OBA during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-02-19 |
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