Thomas Xavier Parker

Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 05/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Palm Beach, FL
• 12/2009 → 05/2017
  Bank Of America, N.A.
  Palm Beach, FL
• 05/2017 → Present
  Hightower Securities, Llc
  West Palm Beach, FL
• 05/2017 → Present
  Hightower Advisors, Llc
  West Palm Beach, FL

Previous Registrations

• 2009-10-27 → 2017-05-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Palm Beach, FL
• 2009-06-01 → 2009-11-06
  Morgan Stanley
  West Palm Beach, FL
• 2005-01-24 → 2009-06-01
  Citigroup Global Markets Inc.
  West Palm Beach, FL
  West Palm Beach, FL
• 2002-05-17 → 2005-01-18
  Morgan Stanley Dw Inc.
  N. Palm Bch., FL

Other Businesses

Trustee/PR for Bethany Boutell Trust located in Ennis, MT. OBA will begin 3/9/18. Expected duration 9 months. Approx 8 hrs per month devoted to OBA. .25 hrs per day devoted to OBA during securities trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2002-02-19

Other Names

• Thomas Parker