Inactive

Philip Melvin Dorr

Water Valley Investment Advisors, Inc.

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Current Employers

Water Valley Investment Advisors, Inc.

952 N. Main St, Sioux Center, IA 51250-2130 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2021-12-10
TX	RA	APPROVED	2021-12-06

IA RA
APPROVED

Since 2021-12-10
TX RA
APPROVED

Since 2021-12-06

Branch Locations

Naperville, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dain Rauscher Incorporated	Chicago	IL	03/1998	Present
Water Valley Investment Advisors	Naperville	IL	12/1999	Present

03/1998 → Present

Dain Rauscher Incorporated

Chicago, IL
12/1999 → Present

Water Valley Investment Advisors

Naperville, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-05-17
S63	Uniform Securities Agent State Law Examination	1988-08-25

S65 Uniform Investment Adviser Law Examination

2001-05-17
S63 Uniform Securities Agent State Law Examination

1988-08-25

View on SEC IAPD

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