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Philip Melvin Dorr

Water Valley Investment Advisors, Inc.

Naperville, IL

CRD 1467676

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Employer firm

Water Valley Investment Advisors, Inc. CRD 116936

$157M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Water Valley Investment Advisors, Inc.

952 N. Main St, Sioux Center, IA 51250-2130 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2021-12-10
TX RA APPROVED 2021-12-06
  • IA RA
    APPROVED
    Since 2021-12-10
  • TX RA
    APPROVED
    Since 2021-12-06

Branch Locations

Naperville, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dain Rauscher Incorporated Chicago IL 03/1998 Present
Water Valley Investment Advisors Naperville IL 12/1999 Present
  • 03/1998 → Present
    Dain Rauscher Incorporated
    Chicago, IL
  • 12/1999 → Present
    Water Valley Investment Advisors
    Naperville, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-05-17
S63 Uniform Securities Agent State Law Examination 1988-08-25
  • S65 Uniform Investment Adviser Law Examination
    2001-05-17
  • S63 Uniform Securities Agent State Law Examination
    1988-08-25

View on SEC IAPD

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