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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-31
MT RA APPROVED 2021-08-04
  • TX RA
    APPROVED
    Since 2024-07-31
  • MT RA
    APPROVED
    Since 2021-08-04

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

720 Stoneridge Dr. Suite #2, Bozeman, MT 59718 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Bozeman MT 10/2001 Present
Visionpoint Advisory Group Bozeman MT 08/2014 08/2021
Private Advisor Group, Llc Bozeman MT 08/2021 Present
  • 10/2001 → Present
    Lpl Financial, Llc
    Bozeman, MT
  • 08/2014 → 08/2021
    Visionpoint Advisory Group
    Bozeman, MT
  • 08/2021 → Present
    Bozeman, MT
Previous Registrations
Other Businesses

1. 12/2/2003: DBA ONLY - TROY E. MILLER, CFP, CHFC, CCPS - BOZEMAN, MT. 2. 11/2/2012: NON-VARIABLE INSURANCE - FINANCIAL EDUCATION GROUP, INC. - FIXED INSURANCE PRODUCTS. LIFE & HEALTH, DISABILITY, LONG TERM CARE, P&C. - TIME SPENT 5% - BOZEMAN, MT. 3. 12/22/2016 - Ballenger Auctioneers - Not Investment Related - 3032 Farmall Street, Bozeman, MT 59718 - Outside/W-2 Employment - Emcee and Auctioneer - Start 01/01/2017 - 3 Hours Per Month/0 Hours During Securities Trading. 4. 10/12/2017 - Financial Independence Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/10/2017 - 5 Hours Per Month/0 Hours During Securities Trading. 5. 11/19/2021 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 08/31/2021 - 120 Hours Per Month - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-02-14
  • S63 Uniform Securities Agent State Law Examination
    1992-02-14
Designations

View on SEC IAPD

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