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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-31 |
| MT | RA | APPROVED | 2021-08-04 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
720 Stoneridge Dr. Suite #2, Bozeman, MT 59718 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Bozeman | MT | 10/2001 | Present |
| Visionpoint Advisory Group | Bozeman | MT | 08/2014 | 08/2021 |
| Private Advisor Group, Llc | Bozeman | MT | 08/2021 | Present |
1. 12/2/2003: DBA ONLY - TROY E. MILLER, CFP, CHFC, CCPS - BOZEMAN, MT. 2. 11/2/2012: NON-VARIABLE INSURANCE - FINANCIAL EDUCATION GROUP, INC. - FIXED INSURANCE PRODUCTS. LIFE & HEALTH, DISABILITY, LONG TERM CARE, P&C. - TIME SPENT 5% - BOZEMAN, MT. 3. 12/22/2016 - Ballenger Auctioneers - Not Investment Related - 3032 Farmall Street, Bozeman, MT 59718 - Outside/W-2 Employment - Emcee and Auctioneer - Start 01/01/2017 - 3 Hours Per Month/0 Hours During Securities Trading. 4. 10/12/2017 - Financial Independence Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/10/2017 - 5 Hours Per Month/0 Hours During Securities Trading. 5. 11/19/2021 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 08/31/2021 - 120 Hours Per Month - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-02-14 |
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