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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-12-19 |
| CA | RA | APPROVED | 2025-12-05 |
| TX | RA | APPROVED_RES | 2021-07-01 |
| VA | RA | APPROVED | 2021-07-01 |
Branch Locations
Huntington Beach, CA • United States
1650 Tysons Boulevard Suite 1000, Mclean, VA 22102 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Washington | DC | 02/1995 | 07/2021 |
| Morgan Stanley Smith Barney Llc | Mclean | VA | 07/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 07/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-17 |
| S65 | Uniform Investment Adviser Law Examination | 1992-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 1989-04-12 |
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