Best Investors
Account
Sign in
Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-09-17 |
Branch Locations
465 E. Fir Ave Suite 105, Fresno, CA 93720-2975 • United States
Sanger, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Fresno | CA | 09/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Fresno | CA | 11/2016 | 09/2019 |
| Lpl Financial | Fresno | CA | 09/2019 | Present |
1)08/2016 - OTHER-BUSINESS OWNER - GREEN CURATIVE, INC - 0% - INVESTMENT RELATED - DOVER, DE 19901
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-02 |
Reach out to this advisor