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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-04-29 |
| AR | RA | APPROVED | 2025-03-06 |
| CA | RA | APPROVED | 2025-03-06 |
| CO | RA | APPROVED | 2025-03-06 |
| MD | RA | APPROVED | 2025-03-06 |
| MN | RA | APPROVED | 2025-03-06 |
| MS | RA | APPROVED | 2025-03-06 |
| MO | RA | APPROVED | 2025-03-06 |
| MT | RA | APPROVED | 2025-03-06 |
| NJ | RA | APPROVED | 2025-03-06 |
| NY | RA | APPROVED | 2025-03-06 |
| OK | RA | APPROVED | 2025-03-06 |
| TX | RA | APPROVED | 2025-03-06 |
| WA | RA | APPROVED | 2025-03-06 |
| VI | RA | APPROVED | 2025-03-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Investment Center, Inc. | Murphy | TX | 01/1995 | 03/2025 |
| Ic Advisory Services, Inc. | Murphy | TX | 06/2006 | 03/2025 |
| Lpl Financial Llc | Murphy | TX | 03/2025 | Present |
FINANCIAL SOLUTIONS- SOLE PROPRIETOR. INSURANCE AGENT,FINANCIAL CONSULTING, TEACH INVESTMENT CLASSES AT 2 LOCAL COLLEGES.80 HOURS PER MONTH DEVOTED TO THIS. ESTABLISHED BUSINESS CONNECTION 01/01/1994. COMPENSATION UP TO $10000 PER YEAR. PLAN TO CONTINUE WITH THIS BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-11 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-18 |
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