James John Schofield

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2002-01-27

CA RA
APPROVED

Since 2002-01-27

Branch Locations

San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Osaic Wealth, Inc.	San Francisco	CA	11/1989	Present

11/1989 → Present

Osaic Wealth, Inc.

San Francisco, CA

Other Businesses

1) James J Schofield POSITION: Statutory Agent NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/22/1988 ADDRESS: 1390 23RD AVENUE, SAN FRANCISCO, CA 94122 DESCRIPTION: Review and recommendations for individual life coverage. FIXED INSURANCE SALES - 1390 23RD AVENUE, SAN FRANCISCO, CA94122

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-12-14

S63 Uniform Securities Agent State Law Examination

1993-12-14