James John Schofield

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2002-01-27

CA RA
APPROVED

Since 2002-01-27

Branch Locations

San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Osaic Wealth, Inc.	San Francisco	CA	11/1989	Present

11/1989 → Present

Osaic Wealth, Inc.

San Francisco, CA

Other Businesses

1) James J Schofield POSITION: Statutory Agent NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/22/1988 ADDRESS: 1390 23RD AVENUE, SAN FRANCISCO, CA 94122 DESCRIPTION: Review and recommendations for individual life coverage. FIXED INSURANCE SALES - 1390 23RD AVENUE, SAN FRANCISCO, CA94122

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-12-14

S63 Uniform Securities Agent State Law Examination

1993-12-14

View on SEC IAPD