Bruce Michael Yoshida

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-10-14
TX	RA	APPROVED_RES	2017-07-12
CA	RA	APPROVED	2009-04-14

FL RA
APPROVED

Since 2025-10-14
TX RA
APPROVED_RES

Since 2017-07-12
CA RA
APPROVED

Since 2009-04-14

Branch Locations

1400 Rocky Ridge Drive Suite 250, Roseville, CA 95661 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Robert W. Baird	Roseville	CA	04/2009	Present

04/2009 → Present

Robert W. Baird

Roseville, CA

Previous Registrations

1997-07-08 → 2009-04-27

Citigroup Global Markets Inc.

Folsom, CA

Folsom, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-03-30
S63	Uniform Securities Agent State Law Examination	1986-03-27

S65 Uniform Investment Adviser Law Examination

1992-03-30
S63 Uniform Securities Agent State Law Examination

1986-03-27

View on SEC IAPD

Current Employers

Robert W. Baird & Co. Incorporated

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

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