Rory Christopher Wiebusch

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-02-04
CA	RA	APPROVED	2004-06-15

TX RA
APPROVED_RES

Since 2009-02-04
CA RA
APPROVED

Since 2004-06-15

Branch Locations

560 S Winchester Blvd, San Jose, CA 95128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Sunnyvale	CA	08/1987	Present

08/1987 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sunnyvale, CA

Other Businesses

I*2719261, Entity Type: , Name of OBA: A W, Address: Fremont, California, 94538, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 08/13/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-12-19

S66 Uniform Combined State Law Examination

2001-12-19

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

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