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111 Center St, Little Rock, AR 72201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-26 |
| AR | RA | APPROVED | 2026-01-22 |
Branch Locations
111 Center Street, Little Rock, AR 72201-3507 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bok Financial Securities, Inc. | Little Rock | AR | 06/2010 | 08/2025 |
| Bokf, Na | Little Rock | AR | 06/2010 | 08/2025 |
| Stephens | Little Rock | AR | 01/2026 | Present |
| Unemployed | Little Rock | AR | 09/2025 | 12/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-11-27 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-11 |
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