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Jana Lynn Hovey

Richard P. Slaughter Associates, Inc.

Austin, TX

CRD 3231570

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Employer firm

Richard P. Slaughter Associates, Inc. CRD 109080

$905M regulatory AUM 2 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Richard P. Slaughter Associates, Inc.

9600 North Mopac Suite 600, Austin, TX 78759 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2014-02-11
TX RA APPROVED 2011-04-12
  • NM RA
    APPROVED
    Since 2014-02-11
  • TX RA
    APPROVED
    Since 2011-04-12

Branch Locations

9600 North Mopac Suite 600, Austin, TX 78759 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Richard P. Slaughter Associates, Inc. Austin TX 09/2001 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-04-11
S63 Uniform Securities Agent State Law Examination 1999-06-16
  • S65 Uniform Investment Adviser Law Examination
    2011-04-11
  • S63 Uniform Securities Agent State Law Examination
    1999-06-16
Designations
  • Certified Financial Planner
Other Names
  • Jana L Hovey

View on SEC IAPD

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