William Ambrose Kelly

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2026-01-13
TX	RA	APPROVED_RES	2013-03-28

CO RA
APPROVED

Since 2026-01-13
TX RA
APPROVED_RES

Since 2013-03-28

Branch Locations

Parker, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Parker	CO	03/2008	Present

03/2008 → Present

Lpl Financial Llc

Parker, CO

Previous Registrations

2008-01-01 → 2008-03-11

Wells Fargo Clearing Services, Llc

Colorado Springs, CO
1999-01-01 → 2008-01-01

A. G. Edwards & Sons, Inc.

Colorado Springs, CO

Colorado Springs, CO

St. Louis, MO

Other Businesses

1) 04/27/2023 - Western Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Financial Advisor -Start Date 03/14/2023 - 40 Hours Per Month/8 Hours During Securities Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-07-01
S63	Uniform Securities Agent State Law Examination	1986-02-20

S65 Uniform Investment Adviser Law Examination

1992-07-01
S63 Uniform Securities Agent State Law Examination

1986-02-20

Other Names

William A Kelly
Bill Kelly

View on SEC IAPD