Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2017-05-30 |
| TX | RA | APPROVED_RES | 2017-05-26 |
Branch Locations
201 W Padonia Rd. Ste 202, Timonium, MD 21093 • United States
Ocean City, MD • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Hunt Valley | MD | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Hunt Valley | MD | 11/2016 | 05/2017 |
| Lpl Financial, Llc | Timonium | MD | 05/2017 | Present |
1)5/25/17- Lighthouse Investment Advisory LLC- DBA for LPL Business (entity for LPL business)- Inv. Related- Timonium, MD - 100%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-27 |
Reach out to this advisor