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Rps Retirement Plan Advisors CRD 319220
$336M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
9600 North Mopac Suite 600, Austin, TX 78759 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-21 |
Branch Locations
9600 North Mopac Suite 600, Austin, TX 78759 • United States
9600 North Mopac Suite 600, Austin, TX 78759 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2014-02-10 |
| TX | RA | APPROVED | 2001-10-04 |
Branch Locations
9600 North Mopac Suite 600, Austin, TX 78759 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Richard P. Slaughter Associates, Inc. | Austin | TX | 06/2004 | 07/2026 |
| Rps Retirement Plan Advisors | Austin | TX | 04/2022 | Present |
| Richard P. Slaughter Associates, Inc. | Austin | TX | 07/2026 | Present |
CFP BOARD OF STANDARDS; COMMISSIONER; INVESTMENT RELATED: NO;1425 K STREET NW #800 WASHINGTON DC 20005 USA; VOLUNTEER FOR THE DISCIPLINARY AND ETHICS COMMISSION OF THE CFP BOARD.; 2021-03-23; REVIEW AND ADJUDICATE CASES BEFORE THE DEC; HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 0;HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 20;PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 0;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-16 |
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