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Employer firm

Rps Retirement Plan Advisors CRD 319220

$336M regulatory AUM

Reported services (Item 5G)

  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Rps Retirement Plan Advisors

9600 North Mopac Suite 600, Austin, TX 78759 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-21
  • TX RA
    APPROVED
    Since 2022-04-21

Branch Locations

9600 North Mopac Suite 600, Austin, TX 78759 • United States

Richard P. Slaughter Associates, Inc.

9600 North Mopac Suite 600, Austin, TX 78759 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2014-02-10
TX RA APPROVED 2001-10-04
  • NM RA
    APPROVED
    Since 2014-02-10
  • TX RA
    APPROVED
    Since 2001-10-04

Branch Locations

9600 North Mopac Suite 600, Austin, TX 78759 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Richard P. Slaughter Associates, Inc. Austin TX 06/2004 07/2026
Rps Retirement Plan Advisors Austin TX 04/2022 Present
Richard P. Slaughter Associates, Inc. Austin TX 07/2026 Present
Other Businesses

CFP BOARD OF STANDARDS; COMMISSIONER; INVESTMENT RELATED: NO;1425 K STREET NW #800 WASHINGTON DC 20005 USA; VOLUNTEER FOR THE DISCIPLINARY AND ETHICS COMMISSION OF THE CFP BOARD.; 2021-03-23; REVIEW AND ADJUDICATE CASES BEFORE THE DEC; HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 0;HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 20;PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 0;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-09
S63 Uniform Securities Agent State Law Examination 1999-06-16
  • S65 Uniform Investment Adviser Law Examination
    2001-07-09
  • S63 Uniform Securities Agent State Law Examination
    1999-06-16
Designations
  • Certified Financial Planner
  • Chartered Financial Analyst
Other Names
  • Darby H Suggs
  • Darby Hunter Suggs

View on SEC IAPD

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