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Stephen Francis Connors

LPl Financial LLC

Torrance, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-10-16
TX RA APPROVED 2018-10-15
  • CA RA
    APPROVED
    Since 2018-10-16
  • TX RA
    APPROVED
    Since 2018-10-15

Branch Locations

25500 Hawthorne Blvd Ste 2145, Torrance, CA 90505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 01/2013 10/2018
Lpl Financial San Diego CA 10/2018 Present
  • 01/2013 → 10/2018
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 10/2018 → Present
    Lpl Financial
    San Diego, CA
Previous Registrations
  • 1997-07-08 → 2018-10-16
    Cetera Wealth Services, Llc
    Torrance, CA
    Torrance, CA
    Torrance, CA
Other Businesses

1) 10/15/2018 - Business Entity For Tax/Investment Purposes Only - CONNORS FINANCIAL SERVICES - 100% - Torrance, CA 2) 10/15/2018 - Non-Variable Insurance - Stephen Connors - Torrance, CA 3) 10/15/2018 - DBA for LPL Business (entity for LPL business) - THE CONNORS GROUP - 100% - Torrance, CA

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-12-20
  • S63 Uniform Securities Agent State Law Examination
    1990-12-20

View on SEC IAPD

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