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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-26 |
| NC | RA | APPROVED | 2017-01-20 |
Branch Locations
635-D Chapel Hill Road, Burlington, NC 27215 • United States
280 Towerview Ct 1St Floor, Cary, NC 27513 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Raleigh | NC | 09/2005 | 01/2017 |
| Commonwealth Financial Network | Waltham | MA | 01/2017 | Present |
| Crossbridge Financial Group, Llc | Chapel Hill | NC | 01/2017 | Present |
1. Fixed insurance sales conducted under 'Crossbridge Financial Group of CNY, Inc.'. Investment related and conducted from branch location. 2. 50% owner, WBDFC, LLC, an entity created for the purpose of Buying and managing Commercial real estate and property at 1018 Fenwick Pkwy.Durham, NC 27713, as of 10/10/2017; Approximately 1% time spent during securities trading hours per month; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-05-02 |
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