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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-26
NC RA APPROVED 2017-01-20
  • TX RA
    APPROVED
    Since 2026-03-26
  • NC RA
    APPROVED
    Since 2017-01-20

Branch Locations

Raleigh, NC • United States

635-D Chapel Hill Road, Burlington, NC 27215 • United States

280 Towerview Ct 1St Floor, Cary, NC 27513 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Raleigh NC 09/2005 01/2017
Commonwealth Financial Network Waltham MA 01/2017 Present
Crossbridge Financial Group, Llc Chapel Hill NC 01/2017 Present
  • 09/2005 → 01/2017
    Ameriprise Financial Services, Inc.
    Raleigh, NC
  • 01/2017 → Present
    Waltham, MA
  • 01/2017 → Present
    Crossbridge Financial Group, Llc
    Chapel Hill, NC
Previous Registrations
Other Businesses

1. Fixed insurance sales conducted under 'Crossbridge Financial Group of CNY, Inc.'. Investment related and conducted from branch location. 2. 50% owner, WBDFC, LLC, an entity created for the purpose of Buying and managing Commercial real estate and property at 1018 Fenwick Pkwy.Durham, NC 27713, as of 10/10/2017; Approximately 1% time spent during securities trading hours per month; Conducted at branch location; Investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-05-02
  • S63 Uniform Securities Agent State Law Examination
    1986-05-02
Designations
Other Names
  • Doug Weaver
  • M Douglas Weaver

View on SEC IAPD

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