Debbie Winokur

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2013-10-31

CA RA
APPROVED

Since 2013-10-31

Branch Locations

Sherman Oaks, CA • United States

16501 Ventura Blvd Fl 4, Encino, CA 91436 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Winokur & Winokur Llc	Sherman Oaks	CA	04/1998	Present
Lpl Financial	Woodland Hills	CA	10/2013	Present

04/1998 → Present

Winokur & Winokur Llc

Sherman Oaks, CA
10/2013 → Present

Lpl Financial

Woodland Hills, CA

Previous Registrations

2009-01-02 → 2013-11-01

Raymond James Financial Services Advisors, Inc

Sherman Oaks, CA

Woodland Hills, CA
1998-07-28 → 2009-01-02

Raymond James Financial Services, Inc.

Sherman Oaks, CA

Woodland Hills, CA

Other Businesses

1. 10/31/2013 - WINOKUR & WINOKUR LLC/ DBA ONLY/ 100%/ WOODLAND HILLS, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-07-14
S63	Uniform Securities Agent State Law Examination	1987-12-07

S65 Uniform Investment Adviser Law Examination

1998-07-14
S63 Uniform Securities Agent State Law Examination

1987-12-07

View on SEC IAPD